Mimecast Supervision

Today’s financial services firms face regulatory requirements set by FINRA, the SEC, IIROC and FCA to establish supervisory policies, implement safeguards to protect client record privacy, monitor accuracy of disclosures and authorize any alterations.

View this solution brief to learn how Mimecast Supervision improves reviewer productivity, reduces false positives, provides visibility into compliance review workflows and works with Mimecast Cloud Archive.